Change in substantial holding
Released
Released
Announcement PDF
604
page 1/2 15July 2001
Form604
CorporationsAct 2001
Section 671B
Notice of change of interests of substantial holder
Paradigm Biopharmaceuticals Limited
To Company Name/Scheme
169 346 963
ACN/ARSN
1. Details of substantial holder(1)
Paul Rennie
Name
ACN/ARSN (if applicable)
There was a change in the interests of the
substantial holder on
30/11/2023
The previous notice was given to the company on
The previous notice was dated
14/09/2022
14/09/2022
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate(2)had a relevant
interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities(4)
Previous notice
Person's votes
Ordinary
20,391,234
Present notice
Voting power (5)
Person's votes
7.15%
20,678,805
Voting power (5)
5.88%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, are relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since
the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of
change
Person whose
relevant interest
changed
Nature of
change(6)
Consideration
Given in relation
to change(7)
Class and
number of
securities
affected
Person's votes
affected
20/12/2022 Paul Rennie
12/05/2023 Paul Rennie
On-market trade
On-market trade
$61,521
$76,001
Ordinary
Ordinary
47,720
73,851
30/11/2023 Kzee Pty Ltd
30/11/2023 EAR Investments
Pty Ltd
Retail entitlement offer
Employee shares buyback
$200,380
Nil
Ordinary
Ordinary
466,000
-300,000
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of
relevant
interest
Registered
holder of
securities
Person entitled
to be registered
as holder(8)
Paul Rennie
Paul Rennie
Paul Rennie
Kzee Pty Ltd
Kzee Pty Ltd
EAR
Investments
Pty Ltd
EAR Investments
Pty Ltd
Nature of
relevant
interest (6)
Class and
number of
securities
Person's
votes
Registered holder
Ord 8,500,548
8,500,548
Paul Rennie
Registered holder
Ord 11,380,902
11,380,902
Paul Rennie
Registered holder
Ord 797,355
797,355
5. Changes in association
The persons who have become associates(2)of, ceased to be associates of, or have changed the nature of their association(9) with, the substantial holder in relation to voting
interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
N/A
Nature of association
6. Addresses
The addresses of persons named in this form are as follows:
Name
Paul Rennie
Address
158 Seaview Road, Henley Beach South, SA 5022
Signature
print name
Paul Rennie
sign here
Capacity
date
Director
06/12/2023
DIRECTIONS
1.
If there are a number of substantial holders with similar or related relevant interests (eg. A corporation and its related corporations, or the manager and trustee of an equity
trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to
throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out inparagraph6of the
form.
See the definition of "associate" in section 9 of the Corporations Act 2001
2.
See the definition of "relevant interest" in sections608and671B(7)of the Corporations Act2001.
3.
The voting shares of a company constitute one class unless divided into separate classes.
4.
The person's votes divided by the total votes in the body corporate or schememultipliedby100.
5.
Include details of:
a. Any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection671B (4)applies, a copy of any
document setting out the terms of any relevant agreement,and a statement by the person giving full and accurate details of any contract, schemeor
arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement;and
b. Any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to
which the relevant interest relates(indicating clearly the particular securities to which the qualification applies).
c.
See the definition of "relevant agreement" in section9 of the Corporations Act 2001.
6.
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become
entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be
included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the
relevant interest was acquired.
7.
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option)write "unknown".
8.
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
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