Change in substantial holding
Released
Released
Announcement PDF
Internal
604
Page 1 / 2
15 July 2001
Form 604
Corporations Act 2001
Section 671B
Notice of change of interest of substantial holder
To Company Name/Scheme
Paradigm Biopharmaceuticals Ltd.
ACN/ARSN
169 346 963
1. Details of substantial holder(1)
Name
Allianz SE and the entities listed in the Appendix A
ACN/ARSN (if applicable)
N/A
There was a change in the interests of the
substantial holder on
The previous notice was given to the company on
The previous notice was dated
17/05/2024
15/12/2022
13/12/2022
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial
holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding
notice to the company or scheme, are as follows:
Previous notice
Person's votes
20,215,330
Class of securities (4)
Ordinary shares
Voting power (5)
7.09%
Present notice
Person's votes
21,308,735
Voting power (5)
6.08%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting
securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the
company or scheme are as follows:
Date of change
Person whose
relevant interest
changed
Nature of change
(6)
Consideration
given in relation to
change (7)
Class and number
of securities
affected
Person’s votes
affected
See Appendix B
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant
interest
Registered holder
of securities
Person entitled to
be registered as
holder (8)
Nature of relevant
interest (6)
Class and number
of securities
Person’s votes
See Appendix A
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
N/A
Nature of association
Internal
604
Page 2 / 2
15 July 2001
6. Addresses
The addresses of persons named in this form are as follows:
Name
See Appendix A
Address
Signature
print name
sign here
Michael Sieburg
capacity
date
Associate Director
21/05/2024
DIRECTIONS
(1)
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related
corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If
the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a
specifically named group if the membership of each group, with the names and addresses of members is clearly set out in
paragraph 6 of the form.
(2)
See the definition of "associate" in section 9 of the Corporations Act 2001.
(3)
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(4)
The voting shares of a company constitute one class unless divided into separate classes.
(5)
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
(6)
Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If
subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a
statement by the person giving full and accurate details of any contract, scheme or arrangement, must
accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b)
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the
voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular
securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7)
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant
interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even
if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on
behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the
person from whom the relevant interest was acquired.
(8)
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an
option) write "unknown".
(9)
Give details, if appropriate, of the present association and any change in that association since the last substantial holding
notice.
Internal
#
Appendix A - Form 604 Paradigm Biopharmaceuticals Ltd
4. Details of present registered holder
Holder of the relevant interest
Allianz Global Investors Asia Pacific Ltd.
Allianz Global Investors Asia Pacific Ltd.
Allianz Global Investors Asia Pacific Ltd.
Allianz Global Investors Asia Pacific Ltd.
Allianz Global Investors Asia Pacific Ltd.
6. Addresses
Name
Allianz Global Investors Asia Pacific Ltd.
Allianz Global Investors GmbH
Allianz Asset Management GmbH
Allianz SE
Registered Holder of securities
Allianz Asian Multi Income Plus (EQ Sleeve)
Allianz Choice Oriental Fund
Allianz Oriental Income
AllianzGI-Fonds RANW II Segment RANW Oriental Income
Commission de la Caisse Commune AllianzGI SC Asia (HK Sleeve)
Address
27th Floor, ICBC Tower, 3 Garden Road
Central Hong Kong
Hong Kong
Bockenheimer Landstrasse 42-44
60323 Frankfurt/Main, Germany
Seidlstr. 24-24a
80335, München, Germany
Koeniginstrasse28
80802 Munich
Germany
Person entitled to be
registered as a holder
Class and number of securities
Ordinary Shares
Allianz Asian Multi Income Plus (EQ Sleeve)
Allianz Choice Oriental Fund
Ordinary Shares
Allianz Oriental Income
Ordinary Shares
AllianzGI-Fonds RANW II Segment RANW Oriental Income
Ordinary Shares
Commission de la Caisse Commune AllianzGI SC Asia (HK Sleeve Ordinary Shares
2200363
600000
13126212
3646648
1735512
Template for post trade notification in
Paradigm Biopharmaceuticals Limited
(ISIN AU000000PAR5)
Asset Management Company
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Registered Holder of securi es (typically name of the fund)
Allianz Asian Multi Income Plus (EQ Sleeve)
Allianz Asian Multi Income Plus (EQ Sleeve)
Allianz Asian Multi Income Plus (EQ Sleeve)
AllianzGI-Fonds RANW II Segment RANW Oriental Income
AllianzGI-Fonds RANW II Segment RANW Oriental Income
AllianzGI-Fonds RANW II Segment RANW Oriental Income
Allianz Asian Multi Income Plus (EQ Sleeve)
Allianz Asian Multi Income Plus (EQ Sleeve)
Allianz Asian Multi Income Plus (EQ Sleeve)
Allianz Asian Multi Income Plus (EQ Sleeve)
Allianz Choice Oriental Fund
Allianz Asian Multi Income Plus (EQ Sleeve)
Allianz Choice Oriental Fund
Allianz Asian Multi Income Plus (EQ Sleeve)
Allianz Asian Multi Income Plus (EQ Sleeve)
Allianz Choice Oriental Fund
Allianz Oriental Income
AllianzGI-Fonds RANW II Segment RANW Oriental Income
Allianz Choice Oriental Fund
Commission de la Caisse Commune AllianzGI SC Asia (HK Sleeve)
Allianz Asian Multi Income Plus (EQ Sleeve)
Commission de la Caisse Commune AllianzGI SC Asia (HK Sleeve)
Allianz Global Small Cap Equity (HKD)
Commission de la Caisse Commune AllianzGI SC Asia (HK Sleeve)
Allianz Global Small Cap Equity (HKD)
Allianz Global Small Cap Equity (HKD)
Commission de la Caisse Commune AllianzGI SC Asia (HK Sleeve)
Allianz Global Small Cap Equity (HKD)
AM NKVK AGI GSC HK
Commission de la Caisse Commune AllianzGI SC Asia (HK Sleeve)
Commission de la Caisse Commune AllianzGI SC Asia (HK Sleeve)
Allianz Global Small Cap Equity (HKD)
AM NKVK AGI GSC HK
Allianz Global Small Cap Equity (HKD)
AM NKVK AGI GSC HK
Nova Scotia Health Employees' Pension Plan (HKD)
Nova Scotia Health Employees' Pension Plan (HKD)
Nova Scotia Health Employees' Pension Plan (HKD)
Nova Scotia Health Employees' Pension Plan (HKD)
Nova Scotia Health Employees' Pension Plan (HKD)
Nova Scotia Health Employees' Pension Plan (HKD)
Nova Scotia Health Employees' Pension Plan (HKD)
Nova Scotia Health Employees' Pension Plan (HKD)
Nova Scotia Health Employees' Pension Plan (HKD)
Nova Scotia Health Employees' Pension Plan (HKD)
Commission de la Caisse Commune AllianzGI SC Asia (HK Sleeve)
Nova Scotia Health Employees' Pension Plan (HKD)
Nova Scotia Health Employees' Pension Plan (HKD)
Allianz Asian Multi Income Plus (EQ Sleeve)
Allianz Choice Oriental Fund
Nova Scotia Health Employees' Pension Plan (HKD)
Commission de la Caisse Commune AllianzGI SC Asia (HK Sleeve)
Allianz Choice Oriental Fund
Commission de la Caisse Commune AllianzGI SC Asia (HK Sleeve)
Allianz Oriental Income
Commission de la Caisse Commune AllianzGI SC Asia (HK Sleeve)
Allianz Oriental Income
Commission de la Caisse Commune AllianzGI SC Asia (HK Sleeve)
Allianz Global Small Cap Equity (HKD)
Nova Scotia Health Employees' Pension Plan (HKD)
AM NKVK AGI GSC HK
Allianz Oriental Income
Allianz Oriental Income
Commission de la Caisse Commune AllianzGI SC Asia (HK Sleeve)
Commission de la Caisse Commune AllianzGI SC Asia (HK Sleeve)
Allianz Oriental Income
Allianz Oriental Income
AllianzGI-Fonds RANW II Segment RANW Oriental Income
AllianzGI-Fonds RANW II Segment RANW Oriental Income
Allianz Choice Oriental Fund
Account
A-AMIPEQ
A-AMIPEQ
A-AMIPEQ
A-RANW
A-RANW
A-RANW
A-AMIPEQ
A-AMIPEQ
A-AMIPEQ
A-AMIPEQ
A-CLO
A-AMIPEQ
A-CLO
A-AMIPEQ
A-AMIPEQ
A-CLO
A-AA35
A-RANW
A-CLO
A-CMHK
A-AMIPEQ
A-CMHK
L-GSCEHK
A-CMHK
L-GSCEHK
L-GSCEHK
A-CMHK
L-GSCEHK
F-A2965H
A-CMHK
A-CMHK
L-GSCEHK
F-A2965H
L-GSCEHK
F-A2965H
L-NOVHKD
L-NOVHKD
L-NOVHKD
L-NOVHKD
L-NOVHKD
L-NOVHKD
L-NOVHKD
L-NOVHKD
L-NOVHKD
L-NOVHKD
A-CMHK
L-NOVHKD
L-NOVHKD
A-AMIPEQ
A-CLO
L-NOVHKD
A-CMHK
A-CLO
A-CMHK
A-AA35
A-CMHK
A-AA35
A-CMHK
L-GSCEHK
L-NOVHKD
F-A2965H
A-AA35
A-AA35
A-CMHK
A-CMHK
A-AA35
A-AA35
A-RANW
A-RANW
A-CLO
Date of Transaction
05/17/2024
05/06/2024
05/03/2024
04/30/2024
04/29/2024
04/26/2024
04/12/2024
04/11/2024
04/10/2024
04/09/2024
04/05/2024
04/05/2024
04/04/2024
04/04/2024
04/04/2024
04/03/2024
11/09/2023
11/09/2023
11/09/2023
11/09/2023
11/09/2023
10/05/2023
09/27/2023
09/27/2023
09/26/2023
09/26/2023
09/26/2023
09/21/2023
09/21/2023
08/21/2023
08/18/2023
06/06/2023
06/06/2023
06/05/2023
06/05/2023
06/02/2023
06/01/2023
05/31/2023
05/30/2023
05/29/2023
05/26/2023
05/25/2023
05/24/2023
05/23/2023
05/22/2023
05/22/2023
05/19/2023
05/18/2023
05/18/2023
05/17/2023
05/17/2023
05/17/2023
05/16/2023
05/16/2023
05/08/2023
05/08/2023
05/05/2023
05/05/2023
05/03/2023
05/03/2023
05/03/2023
04/26/2023
04/26/2023
04/26/2023
04/26/2023
04/24/2023
04/24/2023
04/24/2023
04/24/2023
04/24/2023
Internal
#
Type of transaction
S
S
S
S
S
S
S
S
S
S
S
S
S
S
S
S
B
B
B
B
B
S
S
S
S
S
S
S
S
S
S
S
S
S
S
S
S
S
S
S
S
S
S
S
S
B
S
S
B
B
S
B
B
B
B
B
B
B
S
S
S
B
B
B
B
B
B
B
B
B
ISIN
Price per share (AUD) Number of securities Consideration paid (AUD)
AU000000PAR5
0,2782
191201
AU000000PAR5
0,237
304137
AU000000PAR5
0,265
94963
AU000000PAR5
0,2753
143636
AU000000PAR5
0,2687
366881
AU000000PAR5
0,2796
165383
AU000000PAR5
0,2919
110000
AU000000PAR5
0,304
68231
AU000000PAR5
0,3107
82970
AU000000PAR5
0,3117
117999
AU000000PAR5
0,337
59542
AU000000PAR5
0,337
239752
AU000000PAR5
0,347
40458
AU000000PAR5
0,347
162912
AU000000PAR5
0,3475
22536
AU000000PAR5
0,3482
80356
AU000000PAR5
0
2613212
AU000000PAR5
0
860548
AU000000PAR5
0
155356
AU000000PAR5
0
345512
AU000000PAR5
0
715718
AU000000PAR5
0,5871
192000
AU000000PAR5
0,5486
45578
AU000000PAR5
0,5486
168072
AU000000PAR5
0,5922
45200
AU000000PAR5
0,5975
5660
AU000000PAR5
0,5922
166680
AU000000PAR5
0,655
9901
AU000000PAR5
0,6525
64515
AU000000PAR5
0,7385
63770
AU000000PAR5
0,8126
176230
AU000000PAR5
0,8423
15203
AU000000PAR5
0,8423
14805
AU000000PAR5
0,8436
58269
AU000000PAR5
0,8436
56740
AU000000PAR5
0,8491
106260
AU000000PAR5
0,861
149815
AU000000PAR5
0,8661
96623
AU000000PAR5
0,869
110396
AU000000PAR5
0,9063
54076
AU000000PAR5
0,9134
82830
AU000000PAR5
0,9002
200000
AU000000PAR5
0,899
176645
AU000000PAR5
0,9479
117591
AU000000PAR5
0,9499
200000
AU000000PAR5
0,956
112000
AU000000PAR6
0,9521
100764
AU000000PAR7
0,9741
93980
AU000000PAR8
0,9809
97800
AU000000PAR9
0,9875
42379
AU000000PAR10
0,9768
108925
AU000000PAR11
0,9875
41094
AU000000PAR12
1,0114
56621
AU000000PAR13
1,0114
54906
AU000000PAR14
1,056
165478
AU000000PAR15
1,056
41921
AU000000PAR16
1,0407
134522
AU000000PAR17
1,0407
34079
AU000000PAR18
0,9885
7568
AU000000PAR19
0,9885
76435
AU000000PAR20
0,9885
73679
AU000000PAR21
1,0883
88527
AU000000PAR22
1,0762
581473
AU000000PAR23
1,0762
104144
AU000000PAR24
1,0883
15856
AU000000PAR25
1,0393
252382
AU000000PAR26
1,0508
179618
AU000000PAR27
1,0508
60288
AU000000PAR28
1,0393
84712
AU000000PAR29
1,0508
17047
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Global Investors GmbH
Allianz Choice Oriental Fund
Commission de la Caisse Commune AllianzGI SC Asia (HK Sleeve)
Commission de la Caisse Commune AllianzGI SC Asia (HK Sleeve)
Allianz Global Small Cap Equity (HKD)
Nova Scotia Health Employees' Pension Plan (HKD)
AM NKVK AGI GSC HK
Allianz Global Small Cap Equity (HKD)
Nova Scotia Health Employees' Pension Plan (HKD)
AM NKVK AGI GSC HK
Allianz Global Small Cap Equity (HKD)
Allianz Global Small Cap Equity (HKD)
Nova Scotia Health Employees' Pension Plan (HKD)
Nova Scotia Health Employees' Pension Plan (HKD)
AM NKVK AGI GSC HK
Allianz Global Small Cap Equity (HKD)
Nova Scotia Health Employees' Pension Plan (HKD)
AM NKVK AGI GSC HK
Allianz Asian Multi Income Plus (EQ Sleeve)
Allianz Global Small Cap Equity (HKD)
Nova Scotia Health Employees' Pension Plan (HKD)
AM NKVK AGI GSC HK
Allianz Oriental Income
Allianz Oriental Income
Allianz Oriental Income
Allianz Asian Small Cap Equity
Allianz Asian Small Cap Equity
Allianz Asian Small Cap Equity
Allianz Asian Small Cap Equity
Allianz Global Small Cap Equity (HKD)
Allianz Global Small Cap Equity (HKD)
Allianz Global Small Cap Equity (HKD)
Allianz Asian Small Cap Equity
Allianz Asian Small Cap Equity
Allianz Global Small Cap Equity (HKD)
Allianz Global Smaller Companies (HKD)
A-CLO
A-CMHK
A-CMHK
L-GSCEHK
L-NOVHKD
F-A2965H
L-GSCEHK
L-NOVHKD
F-A2965H
L-GSCEHK
L-GSCEHK
L-NOVHKD
L-NOVHKD
F-A2965H
L-GSCEHK
L-NOVHKD
F-A2965H
A-AMIPEQ
L-GSCEHK
L-NOVHKD
F-A2965H
A-AA35
A-AA35
A-AA35
A-AGNK
A-AGNK
A-AGNK
A-AGNK
L-GSCEHK
L-GSCEHK
L-GSCEHK
A-AGNK
A-AGNK
L-GSCEHK
L-AGSMHK
04/24/2023
04/24/2023
04/24/2023
04/18/2023
04/18/2023
04/18/2023
04/17/2023
04/17/2023
04/17/2023
04/14/2023
04/14/2023
04/14/2023
04/14/2023
04/14/2023
04/13/2023
04/13/2023
04/13/2023
04/13/2023
04/12/2023
04/12/2023
04/12/2023
04/04/2023
04/04/2023
03/30/2023
03/30/2023
03/29/2023
03/28/2023
03/27/2023
03/16/2023
03/15/2023
03/03/2023
02/02/2023
02/01/2023
01/30/2023
12/14/2022
Internal
#
B
B
B
S
S
S
S
S
S
S
S
S
S
S
S
S
S
B
S
S
S
B
B
B
S
S
S
S
S
S
S
B
B
S
S
AU000000PAR30
AU000000PAR31
AU000000PAR32
AU000000PAR33
AU000000PAR34
AU000000PAR35
AU000000PAR36
AU000000PAR37
AU000000PAR38
AU000000PAR39
AU000000PAR40
AU000000PAR41
AU000000PAR42
AU000000PAR43
AU000000PAR44
AU000000PAR45
AU000000PAR46
AU000000PAR47
AU000000PAR48
AU000000PAR49
AU000000PAR50
AU000000PAR51
AU000000PAR52
AU000000PAR53
AU000000PAR54
AU000000PAR55
AU000000PAR56
AU000000PAR57
AU000000PAR58
AU000000PAR59
AU000000PAR60
AU000000PAR61
AU000000PAR62
AU000000PAR63
AU000000PAR64
1,0393
1,0393
1,0508
0,9744
0,9744
0,9744
1,0078
1,0078
1,0078
1,1029
1,0797
1,1029
1,0797
1,0797
1,111
1,111
1,111
1,1142
1,1652
1,1652
1,1652
1,3674
1,375
1,4503
1,419
1,358
1,3618
1,3606
1,3374
1,3772
1,4526
1,475
1,4153
1,4469
1,2747
23953
23953
17047
21506
192194
23780
24360
365951
34585
11680
17834
44152
67414
36473
22580
145804
19833
126400
15238
98399
13384
110457
1000000
188543
311000
213651
214655
84794
67905
32288
44530
115392
62608
113500
103484
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